Director - Global Financial Crimes - Morgan Stanley - Singapore

Job description
Primary Responsibilities

Based in Singapore and reporting to the Regional Head of PWM AML Coverage in Hong Kong, this role will be primarily responsible for:
Advising on, and resolving, potential AML issues which arise in IWM and jurisdictions covered by the Asia Pacific AML Group
Supervision of know-your customer and client due diligence processes

Monitoring of regulatory developments and new rules or requirements
Oversight and supervision of the filing of Suspicious Transaction Reports (STR)
Management of projects and client reviews, e.g. review and analysis of the client base to identify and manage high risk clients, or specific country reviews
Drafting and implementing appropriate AML policies and procedures
Review and approval of payment exceptions generated through the monitoring of client payments.
Management of day-to-day account opening issues, including approvals of high risk clients, waivers etc.
Investigation and escalation of transaction monitoring alerts and queries.
Supervision of transaction monitoring and AML surveillance

Qualifications

Skills required (essential)

· Bachelor’s degree

· 8 years of relevant experience in AML Compliance, Due Diligence or Regulatory experience preferably relating to Private Wealth Management / Private Banking

· Experience in the securities or broker-dealer business would be an asset

· Solid knowledge of global and regional private banking regulation

· An analytical mind with attention to detail and small team management experience

· Strong oral and written communication skills in English with Chinese language skills (reading) preferred

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